|
Description
|
Download
|
|---|---|
|
KYC Kit - Individual
|
|
|
KYC Kit - Non Individual
|
|
|
Client Code Modification Policy
|
|
|
RMS Policy
|
|
|
Pre-Funded Instrument Policy
|
|
|
Internal Control Policy
|
|
|
Dormant Account Policy
|
|
|
Conflict of Interest Policy
|
|
|
Unauthorized News Circulation Policy
|
|
|
Internal Shortage Policy
|
|
|
NISM VII Series Policy
|
|
|
Policy w.r.t NISM Series VII-Securities Operation & Risk Management (SORM)
|
|
|
Facsimile Signature Policy
|
|
|
Employee Hiring and Training Policy
|
|
|
Freeze Unfreeze Policy
|
Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do’s & Don’t’s) in Vernacular Language(NSE) :
| Assamese | Bengali | Gujrati | Hindi | Kanada |
| Kashmiri | Konkani | Malyalam | Marathi | Oriya |
| Punjabi | Sindhi | Tamil | Telegu | Urdu |
Note: “This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail.”