|
Description
|
Download
|
|---|---|
|
KYC Kit - Individual
|
|
|
KYC Kit - Non Individual
|
|
|
Client Code Modification Policy
|
|
|
RMS Policy
|
|
|
Pre-Funded Instrument Policy
|
|
|
Internal Control Policy
|
|
|
Dormant Account Policy
|
|
|
Conflict of Interest Policy
|
|
|
Unauthorized News Circulation Policy
|
|
|
Internal Shortage Policy
|
|
|
NISM VII Series Policy
|
|
|
Policy w.r.t NISM Series VII-Securities Operation & Risk Management (SORM)
|
|
|
Facsimile Signature Policy
|
|
|
Employee Hiring and Training Policy
|
